Cftc large trader report. Report all information in contracts.

Cftc large trader report. A CFTC code number will be required in order to complete a new Large Trader (LTR) account request. Rule 17. Commodity (2). The proposed revisions to the reporting rules will impact both the information in each report and the manner in which large trader reports are submitted to the CFTC. May 13, 2024 · The Large Trader Requirements now require futures commission merchants, clearing members, foreign brokers, and certain reporting markets ("reporting firms") to report position information for the largest futures and options traders to the CFTC. Please refer to individual exchange websites for the reportable levels. Among other things, Part 17 governs the technical formatting standards for which large trader position reports are The column of the report entitled “Daily Average Large Trader Net Position Change” is calculated by summing the daily average “buys” and the “sells” for each of the four categories and dividing by two. 1 Large Trader Data . Apr 30, 2024 · Washington, D. Report all information in contracts. Introduction Part 17 of the Commission’s regulations governs large trader position reporting for futures and options. 12. Currently, reporting firms submit large trader reports using an 80-character record format. The reports Apr 8, 2025 · Overview of CFTC Form 40. commodity futures markets and Futures Commission Merchants (FCMs), operates a comprehensive system of collecting information on market participants as part of its market surveillance and large trader reporting program. S. The reporting rules became effective on September 20, 2011 and are codified in new Part 20 of the Commission’s regulations. 5000 Jun 22, 2015 · On July 22, 2011, the Commission published Part 20 of the Commission’s regulations requiring large trader reports for certain physical commodity swaps. 1. May 9, 2024 · Last week, the CFTC updated its large trader position reporting rules for futures and options. 1 – 20. Clearing organizations, clearing members and swap dealers are currently reporting under Part 20 for both cleared and uncleared swaps. May 23, 2024 · Background Part 17 of the CFTC’s Regulations specifies the large trader report requirements for futures and options. The Commitments of Traders reports are released at 3:30 p. Each day, exchanges report each clearing member’s open long and short positions, purchases and sales, exchanges of futures for cash, and futures delivery notices for the previous trading day. 1. The exchange assigned commodity code for a futures contract or other instrument that a position is exercised into from a date-specific or flexible option. 00(a). Expiration Date (2). More information about Large Traders is available in the Industry Oversight section. The release usually includes data from the previous Tuesday. )The reporting rules became effective on September 20, 2011 and are codified in new Part 20 of the Commission’s regulation1s. The updated regulations call for future commission merchants, clearing members, foreign brokers and reporting firms to report position information for the largest futures and options traders to the Commission. 2 17 CFR 17. Large Trader Reporting Under CFTC Part 17 On April 30, 2024, the Commodity Futures Trading Commission (“CFTC”) approved final rules to amend its Large Trading Reporting Regulations for Futures and Options. Large Traders: Forms and Submissions. The reports Jun 14, 2023 · The CFTC uses large trader reports for a number of purposes, including conducting market surveillance, undertaking market analysis and research, and generating the weekly Commitments of Traders report for the benefit of the industry and the public. No-Action Letter 12-46 December 7, 2012 Part 20, Part 45 and Part 46. The CFTC, the primary regulator of U. On July 22, 2011, the Commodity Futures Trading Commission (“Commission” or “CFTC”) published large trader reporting rules for physical commodity swaps and swaptions (76 FR 43851). The following is a tentative schedule of releases through 2024. [2] The Large Trader Net Position Changes data relies on the Commission’s Large-Trader Reporting System (LTRS). 418. (Large Trader Reporting for Physical Commodity Swaps) Since November 21, 2011, market participants have been required to comply with the CFTC final Part 20 regulations regarding large trade requirements for cleared swaps. 13. If the code number cannot be located, please contact OCR Technical Support (OCRTechSupport@cftc. Jun 22, 2015 · Part 20 of the CFTC’s regulations; No-Action. A. September 16, 2011 Letter Learn why traders use futures, how to trade futures and what steps you should take to get started. 2: clearing organizations shall report to the Commission, Apr 16, 2024 · 1. m. . The data identifies, for a given week, the daily-average net position changes for large traders in 27 physical and eight financial futures markets from January 2009 through May 2011. No-Action Letter 12-02: July 2, 2012 Part 20: Large Trader Reporting for Physical Commodity Swaps. The Futures Only reports and Futures and Options Combined reports are usually released on Friday. 00(r). — The Commodity Futures Trading Commission today announced approval of final rules to amend its large trading reporting regulations for futures and options. 11 § 20. 1: Definitions. Under the ommissions Large Trader Reporting System, clearing members, FMs, foreign brokers, and certain reporting markets (collectively called reporting firms) file daily reports with the ommission under Part 17 of the FTs regulations, 17 FR Part 17. 2 Since the 1980s, Commission regulations have 1 17 CFR 15. Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 202. gov). 1 Reporting firms will also be required to implement a new format – the Financial Information eXchange Markup Language (or FIXML) – for submitting On July 22, 2011, the Commodity Futures Trading (“Commission”Commission or “CFTC”) published large trader reporting rules for physical commodity swaps and swaptions 76 FR 43851( . Jun 3, 2024 · Overall, I continue to support most of the rule amendments that would update the outdated large trader reporting submission standards in the part 17 regulations. Large Traders: Forms & Submissions This page contains forms and other documents related to Large Traders who report futures and option positions at or above specific reporting levels as set by the Commission. The final rule release is located at 74 FR 43851. Jun 24, 2025 · In a CFTC Press Release 5262-06 (December 05,2006), the CFTC announced that, in addition to the existing weekly Commitments of Traders reports, a supplemental report would be published beginning January 5, 2007. 00(a) requires reporting firms to submit daily position reports that include positions in open contracts for so-called special accounts (futures and options trader accounts that exceed CFTC-set reporting levels). The Large Trader Requirements provide for: A replacement of the data elements currently enumerated in Jul 17, 2024 · The CFTC's recently finalized Part 17 large trader reporting rule means firms must implement nearly forty (40) new data elements and interpret their applicability to current trading activities. C. May 31, 2022 · Section 4g of the Act imposes reporting and recordkeeping obligations on registered entities, and requires each registrant, whether a futures commission merchant (FCM), introducing broker, floor broker, or floor trader, to file such reports as the Commission may require on proprietary and customer positions executed on any board of trade in the Monthly reports containing aggregate large-trader positions of banks participating in various financial and non-financial commodity futures. Section 17. Updates and Replaces CFE Regulatory Circular RG19-001. 1 Large Trader Data Under the Commission’s Large Trader Reporting System, clearing members, FCMs, foreign brokers, and certain reporting markets (collectively called “reporting firms”) file daily reports with the Commission under Part 17 of the CFTC’s regulations, 17 CFR Part 17. Federal holidays may delay release by one or two Apr 17, 2025 · Re: Ownership and Control and Large Trader Reporting . Released: Monthly (Friday); 3:30pm EST Sep 25, 2017 · CFTC Headquarters. When the reporting trader was requested to submit Form 40, an email was sent that with details of the Form 40 request that included the 9-digit code. Large Trader Reporting for Physical Commodity Swaps: 20. This data is reported separately by proprietary and customer accounts by futures month, and for options by puts and calls, expiration date and strike price. These regulations require futures commission merchants, clearing members, foreign brokers, and certain reporting markets (reporting firms) to report to the Commission position information for the largest futures and When report type is "EP", report purchases (sales) of futures for cash for the account. Eastern time. § 20. Cboe Futures Exchange, LLC (“CFE” or the “Exchange”) is issuing this Regulatory Circular to provide guidance to futures commission merchants, clearing members foreign brokers (collectively and May 21, 2025 · ICE Futures U. [1] First proposed in June 2023, this much-needed change modernizes a rule that had gone largely unchanged since the 1980s. May 1, 2024 · The CFTC has approved updates to its large trading reporting regulations for futures and options. 3 The CFTC uses these reports for, among other things Overview Commodity Futures Trading Commission (CFTC) regulations require Clearing Members, future commission merchants and non-members (collectively called “Reporting Firms”) to report position information to the exchange and to the CFTC on behalf of those accounts carried on their books that meet the reportable level. 3 Finally, the report also shows the “Daily Average Trade Volume,” which is the daily average of the total futures-only trading The Proposal offers a significant opportunity for industry participants to play a role in determining how the CFTC’s large trader reporting rules will be implemented going forward. No-Action Letter 12-04: July 17, 2012 Part 20: Large Trader Reporting for Physical Commodity Swaps. May 21, 2025 As announced by the Commodity Futures Trading Commission (“CFTC”) in April 2024, the CFTC approved final rules to amend its large trader position reporting regulations for futures and options. The CFTC's Commitment of Traders (COT) Report, derived from part 17 data, provides transparency and aids in price discovery and risk management for market participants and end-users. 00(a) requires reporting firms to report daily position n for “special accounts” 1—acco options traders—to the Commission. This page contains forms and other documents related to Large Traders who report futures and option positions at or above specific reporting levels as set by the Commission. ibbxn cbysl mypeznlu qysynbxm sxhet xqzvmtq hxjc jtr bpiwow gfz